Who Should Attend?
Those Involved In:
Securities Litigation, Secondary Market Class Actions, Board Initiated Internal Governance Reviews, Anti-Corruption (FCPA and CFPOA) Programs, In-House Legal Counsel
Speakers:
The team from Issues Central, Inc. – Leaders in corporate governance, financial compliance, internal controls over financial reporting and disclosure controls, and risk management.
Consulting and expert witness experience in Canadian and cross-border class action cases involving listed entities and defense related support for corporate directors, CEOs, CFOs and senior officers. Involvement in secondary class actions related to SNC-Lavalin, Sino-Forest, Barrick Gold and Poseidon Concepts.
CEO and CFO Financial Certifications – An Important Plaintiff Focus In Secondary Market Class Actions
Understand the governance impacts and underlying operational issues associated with CEO and CFO annual and quarterly certifications for both NI 52-109 and Sarbanes-Oxley Act of 2002 compliance
Tuesday, November 27/18
Web-Based – Two one-hour options: 11am ET or 2pm ET
For More Information and to Register Online
Ineffective Disclosures Controls and Procedures – A Minefield for TSX Issuers
Learn about the practical difficulties and dangers that issuers face on managing the disclosure process including in the areas of recent regulator focus such as diversity, climate change, cybersecurity, marijuana, non-GAAP disclosures and disruptive technologies.
Thursday, November 29/18
Web-Based – Two one-hour options: 11am ET or 2pm ET