Can Your Company Withstand a Challenge to Its Disclosures and Certifications? Being under the investor microscope is uncomfortable. Learn in one hour about practical governance issues associated with enhancing disclosure controls and procedures (DC&P) and senior officer financial certifications to support your activities to meet compliance requirements. The speakers have provided thousands of companies in North America and Emerging Markets …
Canadian National Instrument 52-109 and COSO 2013: Cyber Security Risk Management
When it comes to cyber security, look no further than COSO 2013 for guidance. For companies listed on North American Stock Exchanges, cyber security is becoming an ever more important risk factor to be managed. National Instrument 52-109, Quarterly and Annual CEO/CFO Certifications certifying officers are “responsible for establishing and maintaining disclosure controls and procedures (DC&P) and internal control over …
COSO 2013 Principle 1 & VW: Basic Ethics and Business
COSO The Internal Control – Integrated Framework (2013) Principle 1 states “The organization demonstrates a commitment to integrity and ethical values.” As part of this principle, there is a discussion of oversight to better understand that “Performance goals that create incentives or pressures to compromise ethical behavior”. Most people find what VW did to be really unbelievable, mainly because they had such a …
Adoption & Implementation of the New COSO 2013
We provided a One-Day Online Workshop on the topic of “TSX Listed Companies: Adoption & Implementation of the New COSO 2013 Internal Controls Framework”. View the PDF of the Event
Convert to COSO 2013 Testing & Validation Requirements
We provided a One-Day Online Workshop on the topic of “TSX Listed Companies: Convert to COSO 2013 Testing & Validation Requirements – Update Testing, Risk Assessment and meet new ‘Present & Functioning’ Requirements” “. View the PDF of the Event
Ignorance is not Bliss with Foreign Corrupt Practices Act Compliance
Discussion of Foreign Corrupt Practices Act & Ignorance from Sam Carr, Managing Partner of Carrtegra, LLC. “Thanks Sam for sharing this presentation and the blog entry.” You make some great points and I totally agree that we get what we tolerate in business. Standards for honesty should not be flexible. I found the feedback from the attorneys very interesting. I wonder if …
Risk Management vs. Risk Averse
To see KPMG’s comments on risk management for Internal Auditors, click here. I commend KPMG for putting their thoughts into this piece. But slavish devotion to risk reduction is not realistic to doing business. And in fact, when risk reduction is emphasized too much, we might as well hang it up and go home. As a person who has been …
The NEW COSO 2013 Internal Control Framework
On July 22, 2015 we provided a webcast on the topic of “The NEW COSO 2013 Internal Control Framework and the Impact on Sarbanes-Oxley (SOX 404) and NI 52-109 CEO | CFO Certification Compliance What Boards and Senior Officers Need. View the PDF of the Event
If Your Company is Listed on the Toronto Stock Exchange, this Webcast is a Must see!
The New COSO 2013 Internal Control Framework and the Impact on NI 52-109 CEO/CFO Quarterly and Annual Financial Statement Certifications – What Boards and Senior Management Need To Know COSO 1992 has expired. COSO Internal Control – Integrated Framework (2013) is the New COSO Framework. Find out more details and what the exposure is for TSX Listed Companies filing quarterly …
The NEW COSO 2013 Internal Control Framework
On June 25, 2015 we provided a webcast on the topic of “The NEW COSO 2013 Internal Control Framework and the Impact on Sarbanes-Oxley (SOX 404) and NI 52-109 CEO | CFO Certification Compliance What Boards and Senior Officers Need to Know” View the PDF of the Event
- Page 1 of 2
- 1
- 2